Contact Information

Investment Community Inquiries

Transfer Agent
American Stock Transfer & Trust Company, LLC
c/o Operations Center
6201 15th Avenue, Brooklyn, NY 11219
(800) 937-5449, (718) 921-8124

Media and Investor Inquiries

Contact the Board of Directors

Stockholders and other interested parties may contact any member (or all members) of the Board (including without limitation the director that presides over the executive sessions of non-management directors, or the non-management directors as a group), any committee of the Board of Directors or any chair of any such committee by mail or electronically. To communicate with the Board of Directors, any individual directors or any group or committee of directors, correspondence should be addressed to the Board of Directors or any such individual directors or group or committee of directors by either name or title. All such correspondence should be sent by mail to:

Global Brokerage, Inc. Board of Directors
c/o General Counsel
55 Water Street, 50th Floor
New York, NY 10041 USA

The Company’s General Counsel, or in his absence another member of the Legal Department, will open all communications received for the sole purpose of determining whether the contents represent a message to the directors. All correspondence that is not in the nature of advertising, promotions of a product or service, or patently offensive material will be forwarded promptly to the addressee. If a complaint or concern involves accounting, internal accounting controls or auditing matters, the correspondence will be forwarded to the chair of the Audit Committee. If no particular director is named, such communication will be forwarded, depending on the subject matter, to the chair of the Audit, Compensation or Corporate Governance and Nominating Committee, as appropriate.