Corporate Governance
The Board of Directors of Global Brokerage, Inc. (the "Company") sets high standards for the Company's employees, officers and directors. Implicit in this philosophy is the importance of sound corporate governance. It is the duty of the Board of Directors to serve as a prudent fiduciary for shareholders and to oversee the management of the Company's business. To fulfill its responsibilities and to discharge its duty, the Board of Directors follows the procedures and standards that are set forth in these guidelines. These guidelines are subject to modification from time to time as the Board of Directors deems appropriate in the best interests of the Company or as required by applicable laws and regulations.
ORGANIZATIONAL DOCUMENTS
- Amended and Restated Certificate of Incorporation
- Amended and Restated Bylaws
- Certificate Of Designations Of Series A Junior Participating Preferred Stock
- First Amendment to the Amended and Restated Certificate of Incorporation
- Second Amendment to the Amended and Restated Certificate of Incorporation
- Third Amendment to the Amended and Restated Certificate of Incorporation
CODE OF ETHICS
- Code of Business Ethics and Director, Officer & Employee Conduct
- Code of Ethics for Financial Professionals